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53 pages 1 hour read

Frank Norris

The Octopus: A Story of California

Fiction | Novel | Adult | Published in 1901

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Book 1, Chapters 1-3Chapter Summaries & Analyses

Book 1, Chapter 1 Summary

In late September 1879, Presley, a young poet, leaves the Los Muertos ranch on a bicycle in search of inspiration for an epic poem of the West that he hopes to compose: “some vast, tremendous theme, heroic, terrible, to be unrolled in all the thundering progression of hexameters” (9). He meets Hooven, a Los Muertos tenant farmer who expresses concern at circulating rumors: Magnus Derrick, the owner of Los Muertos, will use new harvesting technologies to work the land, rendering his tenants obsolete. Presley, however, disdains “uncouth brutes of farmhands and petty ranchers” (5), and he struggles to share his concern.

Presley speaks with Harran, Magnus’s youngest son, and tells him about Hooven’s concerns. However, Harran, unsettled that his father was unable to secure a better shipping rate for their wheat, doesn’t listen. Presley is indifferent to both issues. Facing the banalities of life, he reflects that he “searched for the True Romance, and, in the end, found grain rates and unjust freight tariffs” (13).

Presley proceeds to the small Spanish Mexican town of Guadalajara, where he encounters Dyke, an engineer who was laid off by the Railroad for refusing to take a pay cut. Presley also meets a centenarian, whose stories of an ideal past inflame Presley’s imagination yet leave him empty, as “[r]eality was what he longed for, things he had seen” (23).

Presley continues across the ranch Quien Sabe (Spanish for “Who Knows?”), which is owned by Annixter, an intelligent young man whose idiosyncratic nature has isolated him from the community. Annixter is sick from an upset stomach, though he distrusts the cures of doctors and instead eats prunes “by the pound” (27). He suggests Presley look upon the huge flock of sheep that are grazing his lands.

While watching the sheep, Presley is greeted by a friend, the shepherd Vanamee. Vanamee has recently reappeared in the area, and Presley recalls the “terrible drama which uprooted his soul” (35). Vanamee loved a girl named Angéle, who was raped by a mysterious figure only known as The Other; she later died birthing the child. Presley and Vanamee discuss Presley’s poetic intention, and Vanamee agrees that the poem will have the scope of an epic.

Presley then climbs a high hill where he is seized by “his inspiration, his West” (47), and envisions all that his poem will embody. He descends the hill in the dark and, just as he is about to cross the railway, a late engine hurtles by, shaking him out of his reverie. Farther down the tracks, Presley is “horror-struck” (50) to discover that the train drove through the sheep that were feeding along the tracks. Presley stares upon the bodies left in the wake of the train, the inspiration for his poem lost.

Book 1, Chapter 2 Summary

Harran takes the carriage to Bonneville to pick up his father on a returning train. Magnus is returning after pursuing failed negotiations with the Railroad, a failure that leaves his son “disheartened.” When S. Behrman, the Railroad’s representative, greets Magnus, Harran grows angry at the unfairness of the negotiations. Harran is further incensed when Behrman, citing “freight regulation” (71), refuses to allow the Derricks to take possession of their farming equipment, which is on the same train—equipment they could sorely use with the incoming rain.

Magnus and Harran stop by Annixter’s ranch to invite him for dinner, but Annixter refuses to accept the direct invitation. When Behrman arrives on the ranch to complain about the sheep on the train tracks, Annixter berates him. Afterward, Annixter is agitated and feels preoccupied with his feelings for Hilma Tree, a dairy farmer on his ranch with whom he “imagined an affair” (80). When he sees her speaking with the ranch-hand Delaney, Annixter decides to visit Los Muertos after all. On the road, however, he runs into Delaney and fires the man, which gives him a “grim satisfaction” (92). He sits in the rain and watches the freight train pull out of town, carrying with it the Derricks’ farm equipment.

Book 1, Chapter 3 Summary

Magnus invites the other local ranchers—Annixter, Broderson, and Osterman, plus Harran and Presley—to dine at Los Muertos and discuss his failed negotiations with the Railroad. Genslinger, owner of the local paper, suggests that the Railroad will raise the price they charge the ranchers for their land, despite earlier promises to base the price on the land’s pre-development value. In light of this, Magnus retrieves the “circulars and pamphlets” (97) that promised the lower rate, but the ranchers find the language more elusive than anticipated.

Dismayed at their inability to enforce the land price or the price they pay for shipping their wheat, the ranchers discuss establishing a Railroad commission that they will populate with individuals they can bribe. Osterman sees this as the only way forward, as bribery is “the game to play” (105). Broderson, Annixter, and Harran agree. Magnus, however, does not want to be involved in “a scheme of avowed bribery” (107). Osterman asks that Magnus reconsider, as they’ve exhausted all legal avenues; Magnus’s failed negotiations were their final chance.

When the discussion is over, Magnus offers lodging to the other ranchers due to the downpour. The ranchers retire, but Annixter, finding a bowl of dessert placed in his bed, flies into a fury, assuming Osterman placed it there after witnessing Annixter refuse to eat it over dinner. Annixter leaves in the downpour, and Presley is disquieted. He passes through the dining room where the ranchers plotted and finds that in the dim light, the redwood paneling “showed a dark crimson as though stained with blood” (92).

Book 1, Chapters 1-3 Analysis

The first three chapters set the stage, both physical and psychological, for Norris’s epic. The omniscient narrator of the first chapter evokes the elegiac tone of the novel, recalling the voice of an epic poem. The expansive narrative consciousness charts the countryside and strings together the elements that will unfold throughout the story. The action plays out over an afternoon and evening, in a fallow season in which the wheat has been harvested and the growth cycle has yet to begin, leaving the ranchers listless. Their concerns over the freight tariffs take on more prominence.

Presley proves a curious perspective through which to view the novel’s events. He is an outsider with only a limited understanding of wheat farming, and he cannot find it within himself to sympathize with either Hooven or Harran, which leaves him at a disadvantage in searching for the “truth” around him. He is unable to see beyond the idealized past—lamenting that he was born too late—where he is sure the subject for his poem resides. It isn’t until the urgency of a late train shatters his concentration and pulls him into the suffering of the sheep that he is ready to begin the long process of writing his poem. His subject: the oppression and suffering caused by the Railroad.

The train announces its presence in the very first sentence of the novel, simultaneously calling Presley to awareness and dislocating him from time. The machine institutes its absolute hold over the landscape, and the chapter closes on a horrific image of the indifferent power of the train, again called into being by the distant sound of its presence. This initiates a continuing structural device in which the train haunts the characters and is intertwined with their failures and successes, highlighting how insidiously it has worked its way into the landscape.

Norris also establishes Hooven’s insistence to fight for his place on the land; Harran’s dedication to the continuing functioning of the land; Magnus’s resistance against Railroad policies; and Annixter’s inability to control himself. All these dispositions speak to the deeper motivations that will cause them to band together and, by the end of the novel, engage in the fatal shootout with Railroad agents.

The second chapter uncovers major agitating factors. Magnus and Harran, stonewalled by the Railroad’s rigid policies and lack of compassion (as manifest in S. Behrman), initiate the first meeting of what will become the League. Meanwhile, Annixter, unsettled by his feelings for Hilma, appears wholly ensnared by his rebellion against his own emotions; he lashes out at Behrman, creating an enemy who will hound him and take part in his death. The ranchers, Magnus and Harran, and Annixter are depicted as increasingly powerless against the Railroad—each of them encounters S. Behrman in the second chapter, reacts angrily against him, but cannot rouse his anger. This symbolizes their inability to effect any change in their circumstance.

In contrast to Presley’s encounter with the train at the end of the first chapter, Annixter is struck by the sound of the locomotive at the end of the second chapter. However, his reaction is markedly different. Presley was horrified at the sight of the dead sheep, before imagining the train as a grotesque monstrosity—but Annixter, who laments his disconnect from Hilma, imagines a moroseness to the train. This suggests that the train is not objectively malevolent; rather, its semblance relies on the perspective of the viewer. This subjectivity complicates the moral dichotomy of good and evil in the novel.

The third chapter reveals the ossification of events around the major players in the tragedy; Magnus initiates the formation of the League, which immediately takes on an inglorious cast as their first discussions revolve around manipulation and bribery—charges that will come back to ruin Magnus. The omniscient narration sometimes slips into a character’s direct thought. This happens particularly with Magnus’s character during the group scene with the ranchers, and this narrative technique more intimately conveys the swirling emotions that drive the characters toward increased risk-taking.

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