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Russ Shafer LandauA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
Consequentialism’s origins can be traced to John Wesley (1703–1791), the founder of the Methodist Church. Consequentialism states that an individual’s fundamental moral duty is to act in an optimific way (i.e. to achieve the greatest ratio of benefits over drawbacks) in order to maximize the total amount of good in the world. In other words, for any moral action someone takes, they are required to weigh all their options, determine the amount of benefits over drawbacks this action will cause, and then follow the one that yields the best results. Consequentialism inherently focuses on the future: A value judgment is determined by the anticipated results of any action, rather than their intention.
Ethical egoism is a form of consequentialism. It also weighs the morality of an action based on how much benefit it can bring to an individual and asks that the individual choose the option that allows them to maximize this value. Consequentialism can take different forms depending on what is selected to be intrinsically valuable. Thus, it is not one single theory but a portmanteau term for a group of theories.
The most important consequentialist theory is that of act utilitarianism, which defines well-being as the only intrinsic good and posits that people are morally required to act in a manner that will most improve their overall well-being. This is called the principle of utility.
One of the most prominent utilitarian thinkers and hedonists, John Stuart Mill (1806–1873), defined his doctrine as creating “the greatest good for the greatest number” (123). It is commonly misunderstood that utilitarianism is about simply benefiting the greatest number of people or producing the most happiness possible. However, this is not true when an act can, as a whole, generate a greater overall amount of happiness by enormously benefiting a smaller group over marginally benefiting a larger group. Similarly, an act that creates a lot of happiness but generates an equal amount of misery is not preferable to an act that produces less happiness but generates no misery. The correct interpretation of Mill’s quote is as follows: Individuals are morally obligated to choose the action that will bring about the greatest net balance of happiness over misery for as many people as that balance allows.
Utilitarians disagree on how best to calculate the consequences of moral actions. One group believes moral actions should be weighed depending on their actual results; the other group believes they should be weighed based on expected results. Shafer-Landau cautions that there will always be ambiguity when one attempts to calculate issues of morality, but that is not a reason to outright dismiss either. More utilitarians believe in judging actual results because it is easier to assess the immediate consequences of an action. This is because expected results can take place over a long period of time and may morally require sacrifices (such as innocent human life) in the short term to produce greater net benefits in the long run. This is difficult to accept.
Utilitarianism is an attractive theory because it is impartial: Everyone’s welfare is equally important regardless of their gender, identity, sexual orientation, age, nationality, and financial status. At its inception, it was considered a radical doctrine: supporter Jeremy Bentham was a dedicated abolitionist, and John Stuart Mill wrote for female equality. Peter Singer continues this tradition by speaking for ethical vegetarianism. Its dedication to benefiting not only oneself but others as well explains why humans may share similar views about what are virtues (sharing, compassion, friendship, generosity, etc.) and vices (killing, harming innocent people, etc.).
Utilitarianism also provides guidance on how to resolve moral dilemmas. It states that, when one is conflicted about what actions to take, the morally superior option will always maximize well-being. It is, for this reason, morally flexible. It does not impose an absolute ban on specific acts (even widely condemned ones such as cannibalism) and does not regard any moral rule as absolute. Further, utilitarian principles extend to protect any being that suffers, its moral community thus extends to animals.
One of the biggest problems of utilitarianism is how to measure human welfare and misery and how to measure them against each other. This chapter analyses this question in depth. Utilitarianism does not assign a specific value to welfare or misery; that is to say, welfare could be about desire satisfaction or increasing happiness. It could also be a pluralistic amalgamation of different intrinsic values. Whatever the case, it is difficult to assess the weight of each of these sources of personal welfare. To further complicate matters, Mill and other utilitarians who also ascribe to hedonism underline the importance of maximizing both the quantity and the quality of happiness. The “Argument from Value Measurement” resumes these problems. It states that utilitarianism is only valid if there are concrete ways to measure the value of one’s actions. Since there are no such units of measurement, utilitarianism must be false.
Shafer-Landau believes that morality should not ask the impossible of people. Another drawback of utilitarianism is that it may be too demanding. This is the case in three areas: deliberation, motivation, and action. The first, deliberation, asks people to gather a large amount of information and assess the different possible outcomes of their actions according to it. Mill objects to this expectation as most situations are not too complicated to assess and taking too much time deliberating defeats the purpose.
The second difficulty of putting utilitarianism to practice involves motivation: Utilitarianism, at least in principle, requires people to always act in an optimific way, which is exhausting. However, utilitarians rebuke this idea in practice, stating that striving for optimal outcomes might instead yield the opposite outcome as we spend our time calculating rather than acting. Shafer-Landau describes utilitarianism not as a guide for decision procedure (to help decide what action to take) but as a standard of rightness (to assess what is morally right).
The final objection to utilitarianism is its rigorous demand for action. If an individual has $1,000 to spare and can spend it either feeding starving children or going on vacation, they are bound by duty to choose the optimific option and forgo personal comfort for the benefit of the moral community. In other words, there is no action that is considered to be “above and beyond the call of duty” (147). Shafer-Landau does not paint this point as necessarily negative, however, given that most moral doctrines require certain amounts of sacrifice.
Utilitarianism also requires impartiality when judging which actions to take. This point could be a great advantage since everyone’s welfare is equally important, but it could also be disadvantageous if a society is deeply prejudiced against a minority group. If enslaving the minority brings greater pleasure to the majority than it generates misery for the minority, utilitarianism requires the implementation of slavery. When considered in this light, it is seriously flawed as a moral theory.
Moral flexibility was listed as an advantage of utilitarianism in the previous chapter. Here, however, it can take the shape of a great disadvantage. Utilitarianism does not believe any action to be intrinsically wrong, whether that be rape, torture, or enslavement. Therefore, if an individual thought of themselves as worthless, if society thought so as well, and if both believed they would be better off if he were dead, then utilitarianism requires the killing of such an individual as justifiable homicide.
This point brings up the problem of injustice, which can significantly reduce the appeal of utilitarianism. In specific instances where the misery created by sacrificing an individual does not outweigh the benefits that action brings to the group, utilitarianism requires his killing. This is the case with vicarious and exemplary punishment. It arises because utilitarianism does not necessarily value justice as an intrinsic good. If it did, then the problem of which of happiness and justice is more important would arise whenever they conflicted with each other.
At the end of the chapter, Shafer-Landau presents rule consequentialism, a moral theory that seems to address previous objections to utilitarianism. It states that the moral righteousness of an action is dependent on whether it conforms to an optimific social rule. This means everyone or nearly everyone in a society must accept that act as good. To determine whether a moral rule is acceptable, one must envision a society where everyone endorses it, then ask whether there are competing rules that would generate a better result. If not, then the rule is optimific and ratified. This idea solves the injustice problem because, generally, policies that maximize well-being in the long run will benefit a society much better than short-term actions that yield immediate results. For example, people may prefer to live in a society that categorically bans torture even if it can benefit them in the short term in unusual circumstances. As attractive as this theory may be, utilitarians rarely accept it because it demands people obey rules even when it is more advantageous to break them. Australian philosopher J.J.C. Smart accuses rule consequentialism of irrationality.
Chapter 11 introduces the philosophy of Immanuel Kant (1724–1804), which values justice over maximizing well-being and is the most important opposition to utilitarianism. However, what is moral justice and how can it be measured? Shafer-Landau introduces two general tests: The first one asks “what if everyone did that?” and the second—also called the golden rule—asks “how would you like it if I did that to you?” (161). Both tests are flawed. The first one can deliver contradictory verdicts depending on how an act is described. For example, if homosexual sex is presented as an act that prevents the creation of children, then everyone doing it means the human race would die out, and the act would be considered immoral. However, if it is presented as an enjoyable activity shared between consenting people, then it may be seen as morally acceptable. There is a clear contradiction here. Similarly, the golden rule is flawed when in exceptional circumstances people’s desires clash. For example, a masochist who enjoys feeling pain should not be free to deliver that same pain onto others. It also fails to regulate self-regarding actions (such as self-sacrifice) because they cannot be done onto others.
Kant rejected both these methods of determining morality. In their stead, he proposed the “principle of universalizability” as the ultimate guideline for morality (163). This principle states that “an act is morally acceptable if, and only if, its maxim is universalizable” (163). Kant defines a maxim as the principle that guides an action. It includes a description of the action and a reason for why it was done. Every individual dictates their own maxims. This is important because unlike consequentialism, Kant does not value the results of any action, only their intentions. Morality should strictly depend on elements that can be controlled, such as our own actions.
The desirability of a maxim can be measured through the principle of universalizability. There are three steps to this: First, one must describe their maxim. Then, they must envision a world where everyone supports and follows that maxim. Finally, they must ask themselves whether the goal of their maxim can be achieved in that imagined world. A maxim is universalizable if it passes this test. For example, if someone broke a promise to their friend because it served their own purposes, that act would be deemed immoral because its maxim cannot be universalized. If everyone cheated their friends, promises would be meaningless and nobody would be able to ask their friends for favors in the first place. The maxim’s goal is thus defeated and not universalizable. In sum, Kant’s philosophy ensures that actions deemed moral can potentially be accepted by everyone. It also disregards the concept of maximizing well-being, focusing instead on justice and consistency.
Kant also believed in moral duties as categorical imperatives: They are commands that cannot be ignored or disobeyed by rational people. In other words, ignoring one’s moral duty is irrational. However, this is a difficult concept to defend. The “Amoralist’s Challenge” presents a case where an individual knows right from wrong but cares not to follow moral rules. If that person decides that doing his moral duty will not get him what he wants, then it is rational for him to violate his moral duty. Kant’s reply is to call this a hypothetical imperative: a rational act for the purpose of getting what he wants. Categorical imperatives, however, do not depend on personal desires and preferences. Kant summarizes this in his “Argument for the Irrationality of Immorality.” A person who is rational is consistent and obeys the principle of universalizability. This means they act morally. Thus, acting morally is always rational, and acting immorally is always irrational.
The bulk of the Kantian perspective relies on the principle of universalizability, but this principle is not infallible. For example, a group of extremists (Shafer-Landau provides the example of Nazis) may not be inconsistent in their beliefs and could realistically envision a world in which their maxims were universalizable. The Kantian perspective values integrity the same way utilitarians tout benevolence, but these are not necessarily inherently good unless they are tied to right ethical values. In sum, universalizability does not always yield fair results.
Kantian philosophy does not abide by absolute moral rules since they may clash at times. Determining right from wrong is entirely dependent on how people describe their maxim. Thus, to ban an action, there must first be a way to confirm that none of the maxims tied to it are universalizable.
This chapter explores Kant’s “principle of humanity,” which emphasizes the importance of respect and human dignity (176). This principle includes all autonomous beings capable of rational thought. It stipulates that people cannot be treated merely as a means to an end—as if they are objects only useful for helping others achieve their goals. Instead, they must be seen as an end in themselves, independent and worthy of respect. This is why Kant could argue that slavery is inherently immoral: It treats people as merely a means and strips them of their dignity.
For Kant, all humans deserve dignity because they are rational and autonomous. This principle illustrates why fanatics (such as Nazis) are acting immorally: They do not value human life. It also condemns rape and slavery, as they do not respect an individual’s autonomy. It explains why paternalism is often unwelcome: It treats rational and independent people as children who don’t know better. Autonomy also means allowing people the capacity to change and giving second chances. It explains why universal human rights can be incredibly desirable and why people can hold each other accountable for their actions. Although Kantianism might at times argue for punishment, it can also condemn torture and brainwashing, which strip people of their autonomy to change and their dignity.
Kantian philosophy also defines good will—defined as the ability to know one’s duty and a steady commitment to doing it for its own sake—as intrinsically valuable. Contrary to utilitarianism, Kant does not value happiness or maximizing well-being if these results are the product of bad intentions. Actions that possess moral worth are those motivated by good will, which in turn requires one to know one’s duties. Emotions often cloud people’s judgment and therefore have no moral worth. Instead, Kant believes the benefits of moral wisdom should be available to every rational person.
The second half of this chapter lists five objections to Kant’s principle of humanity. The first is vagueness: It is not entirely clear what constitutes treating others as an end. The second is concern over punishment. Kant’s lex talionis, the law of retaliation, is based on the “an-eye-for-an-eye” principle. In practice, this means any criminal that has committed wrongdoing deserves to receive the same treatment as their victim, provided they acted rationally and autonomously. A person of sound mind who chooses to commit murder deserves to be murdered.
Shafer-Landau cautions there are several problems with the lex talionis argument. First, it does not explain why two criminals should shoulder the same blame if one crime was committed intentionally and the other accidentally. Second, it does not offer a solution to crimes that do not produce a victim. Finally, prescribing punishment can be deeply immoral. A person who has slaughtered the family of an acquaintance does not necessarily deserve to have their own family killed in kind.
The third problem with the principle of humanity is summarized in the “Argument Against Autonomy.” It questions to what extent humans are truly autonomous. Choices are either necessitated or not. If they are necessitated (we are forced to do them), then we have no control over them. If they are not necessitated (in other words, nothing propels us to act in a certain way), then they are random. Therefore, in either case, people lack autonomy. Philosophers are still debating this issue, and Shafer-Landau does not provide a specific counterargument.
The fourth problem is that of moral luck. Some actions may seem to be beyond our control; for example, a tired mother may shake her crying baby. Her action is usually considered innocent, but if her baby were to die, her action might be condemnable. In other words, some actions may truly be beyond our control, and the Kantian principle that moral luck does not exist may be false.
The final problem is the narrow scope of the Kantian moral community. Since Kantian philosophy only values beings capable of rationality and autonomy, it does not include animals, which are at our mercy. This is summarized in the “Argument Against Animals” (190). Kantian philosophy excludes vulnerable groups (animals, infants, and senile people, among others) from the moral community and provides them with no moral protection. In sum, though attractive, Kantian philosophy is not without its flaws.