67 pages • 2 hours read
David Graeber, David WengrowA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
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In this chapter, the authors investigate the various ways in which farming emerged throughout the world. Subtitled “How farming first hopped, stumbled and bluffed its way around the world,” the chapter illustrates the “far messier, and far less unidirectional” development of farming communities on several continents (251).
While knowledge of the Fertile Crescent is vast, there are other regions, in Europe, Africa, and Oceania, that are now being studied and which reveal new truths: “None followed a linear trajectory from food production to state formation” (252). The authors emphasize farming was not the societally sustaining method of choice: “you only invented it when there was nothing else to be done” (274). Conventional wisdom is, once again, turned on its head.
First, the authors address the idea that agriculture spread uniformly and rapidly from one area to another. While in later periods, seeds could be spread by conquering armies and profit-driven colonizers, in the first days of agricultural experimentation, such rapid dissemination of cultivars was not possible. The authors question the accuracy of the archeological notion of “ecological imperialism,” wherein domesticated plants and animals were readily exchanged between societies and continents—especially in early periods of human settlements.
They also address the question of why agriculture did not take hold much earlier in human history. After all, the archeological evidence reveals that humans have been roaming the earth for upwards of 200,000 years. The climate was not conducive to agriculture for much of that time because of the domination of ice ages dominated. Farming was not necessarily the most beneficial means for producing food and supporting a community. Thus, early humans favored instead an “ecology of freedom” (260). This meant, essentially, that many early human societies relied on an admixture of methods to support themselves, including hunting, foraging, and farming. This gave them flexibility—they were not reliant on one method for their sustenance—and ultimately increased their chances for survival.
The authors investigate various early farming communities to reveal that farming had a mixed record for growing populations and stabilizing social organizations. They point to the remains of some early farming communities in present-day Austria and Germany which reveal a disastrous end “marked by the digging and filling of mass graves. The contents of these graves attest to the annihilation, or attempted annihilation, of an entire community” (261).
The authors then turn to three successful examples of early farming, in the Nile Valley, Oceania, and Amazonia. In the Nile Valley and Oceania, they were dedicated farmers, just as in central Europe; however, in the Nile Valley, the form of farming that took root was herding (coupled with mining the resources of the Nile). In Oceania, early farmers worked to diversify their crops continuously. In Amazonia, by contrast, most early farmers were not “serious” farmers, as the authors phrase it, but “playful” farmers (266). That is, while they did practice some farming, they did so on a seasonal basis, and they did not intend to fully domesticate livestock, as it would go against their spiritual beliefs. Still, they were successful in their agricultural attempts.
This comparison—between the failed farming communities of central Europe and these three different but successful early attempts—leads the authors to draw the conclusion about why the European settlements suffered such disastrous ends: “Almost everything came to revolve around a single food web for Europe’s earliest farmers” (272). The lack of diversification, both in crops and methods, made them vulnerable to raids (they did not rove, like the Nile dwellers), monoculture collapse (they did not diversify crops, like the Oceania dwellers), and/or crop failures (they quit relying on other means of sustenance, like the Amazonia dwellers). One or more of these vulnerabilities led to their ultimate collapse.
In this lengthy chapter, the subtitle summarizes the authors’ project well: “Eurasia’s first urbanites—in Mesopotamia, the Indus Valley, Ukraine and China—and how they built cities without kings.”
The authors investigate the rise of the earliest cities, debate the conventional notion that larger scale civilizations inevitably lead to inequality, and provide detailed evidence for early egalitarian arrangements in urban settlements. They also reflect on the ways in which societies—whether they be forager-based or urban—are always, in some sense, imaginary. That is, the people of any given group imagine themselves to be a part of a particular clan, or a member of a specific totemic band, or a citizen of a city or nation state: “Mass society exists in the mind before it becomes physical reality. And crucially, it exists in the mind after it becomes physical reality” (281). This is how most people refer to themselves, as “sons and daughters” of this tribe, or that state, “a world of possible relationships with its own rules, roles, and structures that are held in the mind and recalled through the cognitive work of image-making and ritual” (281). Thus, the authors presume that various peoples can imagine a wide variety of possibilities for any given society.
The authors then turn their attention to the reasons for the rise of cities. Ecological factors, they determine, played a significant role. First, the great rivers around the world began to settle into relatively stable patterns about 7000 years ago; second, “the melting of polar glaciers slowed down” which “allowed sea levels the world over to stabilize” (286). Thus, humans were drawn to these places, with their rich soil and access to the sea; they could farm and forage, hunt, and fish. But because, at these sites, evidence is literally washed away, most historians and archeologists have neglected to note that cities came into existence much earlier than previously thought without the hierarchical organization and social stratification that eventually marked the rise of later cities, whose archeological remains are more accessible.
Next, the authors explore what archeologists call “mega-sites” in present-day Ukraine. They take issue with the label: “the very use of the term ‘mega-site’ is a kind of euphemism, signaling to a wider audience that these should not be thought of as proper cities but as something more like villages that for some reason had expanded inordinately in size” (289). They continue, arguing that these mega-site locations appear to be organized in complex and self-conscious ways, noting the residents’ ecological stewardship. The authors suggest that “[w]e should also consider if the inhabitants of the mega-sites consciously managed their ecosystem to avoid large-scale deforestation” (293).
Moreover, there is no clear evidence to suggest that there was a centralized authority. The houses are arranged in a circular fashion, with larger “assembly houses” (294) placed at intervals. Looking at modern Basque cities in southwestern France which are organized this way, the authors surmise that “such circular arrangements can form part of self-conscious egalitarian projects” (295), thus “ensuring relations of equality are preserved over the long term, with an almost complete absence of internal conflict” (296). While they admit that the actuality of this kind of egalitarian arrangement cannot be known with certainty about the prehistoric Ukrainian mega-sites, there is at least some evidence to suggest it might have been so.
Moving on to the earliest cities in Mesopotamia, the authors work to challenged received ideas here, as well. While there is evidence to suggest that Mesopotamia was, at one point, a “land of kings,” its earliest cities do not appear to have top-down hierarchical arrangements. The practice of “corvée” or “obligatory labour on civic projects exacted from free citizens” (299) reveals an egalitarian division of labor, at least during times of civic expansion or improvement. Governors and citizens, masters and slaves, men, and women alike all worked together to build and fortify their settlements. These “primitive democracies” were ruled, mainly, by councils and groupings of ordinary citizens—even if there were kings or autocrats in power: “In terms of day-to-day affairs, city dwellers (even under monarchies) largely governed themselves, presumably much as they had before kings appeared on the scene to begin with” (303). In other words, there was a remarkable degree of autonomy for citizens within these early cities.
Moving on to the famous Sumerian city of Uruk, the authors speculate that, while evidence is scarce, there is no reason not to suggest that, before the rise of an aristocratic class, the city was governed by assembly. The reason that evidence is scarce is two-fold: first democratic assemblies might have been (as in ancient Athens) held in open fields rather than in archeologically preserved structures. Second, there would not necessarily have been reason to keep written documentation of these kinds of gatherings. Just as the epic tradition flourished as an oral custom for thousands of years before being transmitted to parchment, so too might democratic processes and decision-making.
The authors also discuss what archeologists call the “Uruk expansion” (309). This describes the ways in which Uruk habits of trade eventually came to produce colonies throughout the region; this might be the earliest known example of the practice of colonization. In that process, as in the previous example of Californian and West Coast tribes from Chapter 5, certain groups of peoples resisted the acculturation of the Uruks. Thus, rather than follow the bureaucratic administration of the great city from afar, certain groups developed what became known as “heroic societies” (311) (as depicted in Beowulf with its grand mead halls). These societies are nearly always to be found “on the margins of bureaucratically organized cities” (311) and exist as a counterpoint to that kind of urban arrangement. Those “heroic societies” eventually begin to exhibit the hallmarks of aristocracy, predating the arrival of such markers of inequality to the cities themselves.
Next, the authors investigate the early civilization of Mohenjo-Daro on the Indus plain, in what is modern Pakistan, “South Asia’s first urban culture” (313). To illustrate another way in which urban settlements could take shape, the authors point out that this society appeared to be organized around a large central bath, rather than a central administrative building or aristocratic temple. As they note, “[a]ll this is redolent of the inequality of the caste system, with its hierarchical division of social functions, organized on an ascending scale of purity” (317). While the caste system “is about as ‘unequal’ as any social system can possibly be” (317), it is not altogether clear that this inequality extends to how the city was governed. That is, just because the organizing social principle is unequal, it does not necessarily follow that the political one was. The authors base their argument on the fact that there is no evidence to suggest that a warrior caste existed at Mohenjo-Daro, not to mention a lack of evidence for nobility or other dominant authority figures.
Finally, the authors make the case that some early cities rejected hierarchical rule and returned to a more egalitarian form of social organization. For this, they turn to China, in pre-dynastic times. On the far northern frontier—where the “barbarians” would later reside beyond the Great Wall (and, presumably, the reach of civilization)—a large city was unearthed. The archeological evidence suggests that it was once a prosperous, and hierarchically ruled, settlement—until it was not. Burial evidence reveals that commoners began to be buried with the (former?) elites, and a mass grave at the palace indicates a potential reprisal from the ruled. It is possible, the authors claim, that the citizens overthrew their unjust leaders and reverted to a more “equitable system of local governance” (326).
All these examples reveal that the governing organizations of the earliest cities was dynamic, differentiated, and more complex than previously imagined.
The authors shift their attention from Eurasia to Mesoamerica. As the subtitle, “The indigenous origins of social housing and democracy in the Americas,” suggests, the authors find similar evidence in Mesoamerica to indicate that egalitarian forms of government existed in early cities, just as they did in Ukraine, Mesopotamia, and the Indus valley. They begin by exploring one of the earliest established urban settlements in the Americas: Teotihuacan.
The archeological evidence indicates that Teotihuacan was a large city of at least 100,000 inhabitants which managed to govern itself via assemblies and/or other “democratic” arrangements. For example, common features such as royal temples, sacrificial ball-courts, and calendrical ritual celebrations of rulers—the typical trappings of early Mesoamerican urban centers—seem “to have been strikingly absent” in Teotihuacan (330). In addition, “nowhere among some thousands of such images do we find even a single representation of a ruler striking, binding or otherwise dominating a subordinate—unlike in the contemporary arts of the Maya and Zapotec” (331). This is, again, likely the result of schismogenesis, the process of defining one’s culture against that of another.
The authors also investigate the relationship that the Mayans had to the city of Teotihuacan. There is representation in the archeological remains of some Mayan cities of Teotihuacans as “stranger kings” (335). This is notable because there is no evidence of the portrayal of kings in Teotihuacan itself. The authors conclude that these representations reveal more about the Mayans than about the residents of Teotihuacan. Relying on additional evidence from later Mayan culture at Chichen Itza, the authors conclude that “we seem to be dealing with a feeling among the Maya that kings really should come from somewhere else” (335-36). Thus, pictorial representations of Teotihuacan kings in Mayan art should not be taken as proof that there were kings ruling the ancient city.
Instead, the authors argue, Teotihuacan provides archeological evidence that (like the example from China’s northern frontiers in the previous chapter) it began as a hierarchical city, complete with pyramids, temples, and top-down political arrangements but then shifted to a more egalitarian system of governance. Indeed, it appears as if “the citizens embarked on a remarkable project of urban renewal,” building apartment-like dwellings of equal quality for all residents about two hundred years after the city’s inception (341). There were also “three-temple complexes” constructed throughout the city, “one for every 100 apartment blocks,” which suggests that assemblies or councils might have met there to make local governing decisions. This arrangement lasted for a couple of centuries before Teotihuacan was abandoned. The authors imply that the social fabric of what became an increasingly diverse city (as evidenced by the remains of different ritual and artistic traditions) frayed irrevocably. There is no evidence of foreign incursion or war.
Last, the authors explore the case of Tlaxcala, the city-state that eventually allied with the Spaniards and caused the downfall of the neighboring Aztecs. They rely on little known texts that counter the prevailing narrative, specifically the unfinished Crónica de la Nueva España from the mid-16th century. In this account, the deliberations among the citizens of Tlaxcala about whether to join the Spaniards or not are recounted as democratic debates. As the authors explain, these accounts are “not the workings of a royal court but of a mature urban parliament” (353). They also note that, part of the reason these accounts have been overlooked is the result of European bias. Certainly, the Amerindians could not have engaged in such complex and sophisticated deliberations. Tlaxcala, in contrast to the great Aztec cities of the day, was democratic and egalitarian in nature: “There is no sign of a palace or central temple, and no major ball-court” where human sacrifices typically took place (357). Tlaxcala appears to be a 15th-century incarnation of 4th-century Teotihuacan, at least in part—and it remained so up until the time of the arrival of the Europeans.
To disrupt the conventional wisdom that has long dominated discussions about the origins of inequality in modern societies, the authors turn their attention to the issue of agriculture.
Typically, the story of agriculture develops along these lines. Foraging societies begin to cultivate crops and domesticate livestock. As a result, they can support larger and larger populations, which elicits the need for bureaucracies, lawmakers, peacekeepers, and other authorities that begin to cement a hierarchical form of governance. Some people within the group amass more material wealth than others, and these processes give rise to inequality.
Graeber and Wengrow, however, uncover evidence to support a counterargument. First, agriculture did not come about as one clear revolution; it was taken up in fits and starts, embraced by some but rejected by others. Second, there was a fluidity to the practice of farming. It was not prudent to put all of one’s sustenance eggs in one agricultural basket, as it were. This is what the authors term “the ecology of freedom” which “describes the proclivity of human societies to move (freely) in and out of farming; to farm without becoming fully farmers; raise crops and animals without surrendering too much of one’s existence to the logistical rigors of agriculture; and retain a food web sufficiently broad as to prevent cultivation from becoming a matter of life and death” (260).
The early ancestors about whom the authors write were savvy, self-consciously deliberate in their social choices, and most certainly aware of what was at stake in the gamble that is farming. They were also acutely aware of the importance of land stewardship—engaging in such activities as controlled burning and crop terracing—and biodiversity. As in the example of the early settlements in Central Europe, lack of biodiversity—and the rejection of an ecology of freedom—doomed certain communities.
Within these chapters, the authors also address with a characteristic forthrightness the bias that lurks behind much of the nomenclature assigned to archeological sites or early human experiments with social organization. For example, they consider the term “mega-sites” to be problematic. They regard the term as a euphemism, robbing the mega-site of its proper status as that of city. The reason for this coyness is “largely political” (289). Because these mega-sites do not conform to preconceived notions of what a city should be—hierarchical in organization, with clear evidence of aristocratic or authoritarian rule—they are dismissively labelled.
The authors argue that these sites do not necessarily need to display evidence of a ruling class to be complex societies, with complex politics and complex social interactions: “Why do we assume that people who have figured out a way for a large population to govern and support itself without temples, palaces and military fortifications—that is, without overt displays of arrogance, self-abasement and cruelty—are somehow less complex than those who have not?” (290). They go on to press the point more directly: “Why would we hesitate to dignify such a place with the name of ‘city’?” (290). Challenging these assumptions allows the authors to provide readers with a new idea of history.
The authors tackle the popular notion that the rise of kings, inherited authority, and aristocratic forms of governance in general arose from the organization of bureaucratic cities. In fact, the reality might be attested to very different processes. They provide evidence that (throughout the world and in vastly different places) small warrior societies developed at the margins of some of the first established cities. These groups, termed “heroic societies,” valued the individual warrior and valorized his (these were distinctly male-centric cultures) deeds in epic form. Think of Beowulf as a classic example.
The emphasis in these heroic societies was on the accumulation of wealth and the exhibition of warrior feats, which led to autocratic and, eventually, aristocratic forms of governance and inheritance: “Aristocracies, perhaps monarchy itself, first emerged in opposition to the egalitarian cities of the Mesopotamian plains, for which they likely had much the same mixed but ultimately hostile and murderous feelings as Alaric the Goth would later have towards Rome and everything it stood for” (313). In other words, monarchical, hierarchical—and ultimately, vastly unequal—forms of social organization originated not from the earliest urban cities but rather from the schismogenetic reaction of peoples on the margins.
Additionally, the authors make the argument that when cities did occasionally slip into autocratic rule, there were often surprising responses to such challenges to a more egalitarian social order. They use the example of an early Chinese settlement on the northern frontier, what would ultimately become the stomping grounds for the “barbarian” Mongols. The archeological record at the early city of Taosi reveals a period of intense social stratification, followed by a mingling of commoner graves with those of the elite and what appears to be a massacre at the palace.
While earlier archeologists argue that this urban settlement simply entered a period of chaos, the authors claim the evidence suggests otherwise. First, this alleged period of chaos lasted for at least two centuries—too long for a suspended state of anarchy. Second, the territory of Taosi grew during this time, “from 280 to 300 hectares” (326). Both facts suggest a period of stability. Thus, the authors conclude that the archeological evidence likely uncovers “the world’s first documented social revolution, or at least the first in an urban setting” (326). While they freely admit that other interpretations are possible, this one is, at the least, plausible and invites the reader to consider the various forms in which “self-conscious social experimentation” might have occurred among early civilizations (326).
In their discussions about early Mesoamerican cities, the authors point out the same implication of experimentation and egalitarian social arrangements existed in many places, such as Teotihuacan. In their examination of Tlaxcala, they demonstrate that, even up to the point of the European incursions into the Americas, there were equitable organizations within certain cities. Why, then, are these stories left largely untold or unexamined? The authors answer bluntly: “There is a subtle snobbery at play here. It’s not so much that anyone denies outright that accounts of [Mesoamerican] deliberative politics reflect historical reality; it’s just that no one seems to find this fact particularly interesting. What seems interesting to historians is invariably the relation of these accounts to European textual traditions, or European expectations” (354, emphasis added). Evidence of the “imperial gaze”—wherein the (Indigenous) subject is assigned meaning by the (European) observer—abounds throughout the history of initial contacts between cultures. As such, the muted responses to accounts of Mesoamericans engaging in democratic politics is likely informed, at least in part, by a racial and cultural bias.
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