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94 pages 3 hours read

J. R. R. Tolkien

The Silmarillion

Fiction | Novel | Adult | Published in 1977

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Part 3, Chapters 1-3Chapter Summaries & Analyses

Part 3: “Quenta Silmarillion: The History of the Silmarils”

Part 3, Chapter 1 Summary: “Of the Beginning of Days”

The First War is fought before Arda was “full-shaped” (12). Tulkas chases Melkor away and, once the war was finished, the Valar continue to shape everything. They plant forests and fashion the sun and the moon. Once the Valar are happy with their work, Manwë makes a great feast. While the Valar are tired, Melkor gathers his forces. He sneaks into Middle-earth while Tulkas sleeps, unseen by the Valar. Melkor builds a vast underground fortress named Utumno, and his presence begins to poison the land. When the Valar investigate, Melkor launches an attack that destroys the perfect balance the Valar had created in Arda. Then, Melkor flees to Utumno.

 

After the destruction, the Valar have no place to live in Arda. They retreat from Middle-earth to the Land of Aman in the west and turn it into a fortress of their own. They build mountains, the highest of which is Amon Uilos, where Manwë places his throne. The land is blessed, free from “any corruption or sickness in anything that lived” (14). They also build a city named Valmar. There, Yavanna grows the Two Trees of Valinor, whose daily blossoming creates the Count of Time (i.e., the passage of time).

 

In the hours before the arrival of the Firstborn, Melkor is waiting in his dark fortress, and the Valar seldom leave the “beauty and bliss” (14) of their own home. Aulë begins to create and forms the knowledge of craftsmanship that will pass to the Elves and the Men, including “the making of gems; and the fairest of all gems [will be] the Silmarils” (15).

 

Manwë tries to learn everything that is happening in Arda, though Melkor’s work is hidden from him. Manwë “loved best of all the Elves” (15); he gives them poetry and enlists them to fight against Melkor. Ulmo, who lives alone beneath the seas, is able to preserve life even in Melkor’s lands by directing it through “secret lodes” (15) beneath the ground. Thus, Middle-earth is never forsaken. Other members of the Valar also fight back against Melkor’s influence as best they can.

 

This is how the Children of Ilúvatar (Elves and Men) came to know the world. The Men are given the gift of always desiring to “seek beyond the world and […] find no rest therein” (16). To that end, the Elves view the Men as being more akin to Melkor than to the Valar, even though Eru loves them. While Elves do not die (unless they are “slain or waste in grief” (16), Men live only a short time before they move to another, unknowable place.  

Part 3, Chapter 2 Summary: “Of Aulë and Yavanna”

Aulë created the Dwarves “in the darkness of Middle-earth” (17) so that he could teach them his crafts. He made the Seven Fathers of the Dwarves secretly in a hall beneath the mountains and tries to explain his decision to Eru. He offers to destroy the Dwarves, but Eru blesses his work, though the Dwarves must “sleep now in the darkness under stone” (17) until the arrival of the Elves and Men. The Dwarves are “stone-hard, stubborn, fast in friendship and in enmity” (17); they live longer than men but not as long as Elves.

 

When Aulë reveals his creation to Yavanna, she congratulates him. However, because he kept the Dwarves a secret from her, the Dwarves will “have little love” (17) for the natural beauty she creates, and they will “delve in the earth” (17). When Aulë reminds Yavanna that most of the Children will have a similar dominion over her creations, she becomes concerned and goes to Manwë. He confirms her fears and asks her what she would protect above all else: “I hold trees dear” (18), she answers. After consulting with Eru and the song, Manwë tells Yavanna that the forests will have protectors: The Shepherds of the Trees (also known as Ents); this pleases Yavanna. 

Part 3, Chapter 3 Summary: “Of the Coming of the Elves and the Captivity of Melkor”

Melkor continues to gather strength. He creates “monsters and shapes of dread” (19) that populate Arda, and he lurks in Utumno with the Balrogs, his realm spreading south over Middle-earth. He places Sauron in a fortress named Angband. When Yavanna and Oromë report this back to the Valar, there is concern. While Tulkas calls for war, Mandos reminds them that the Children of Ilúvatar will come soon. To herald their arrival, Varda creates seven mighty stars. As their light trickles into the world, “the Children of the Earth awoke” (19). The Elves walk through the world, the first of the Children to develop language and song. Oromë spots them for the first time while hunting and is “filled with wonder” (21).

 

Though Oromë is amazed by the Elves, many of them fear him. This is the work of Melkor, who has noticed their awakening and had sent evil spirits to harass, spy upon, and even capture any Elves who strayed far from their home. When Oromë visits the Elves, some flee; those that remain realize that Oromë is not a threat. Those Elves that were captured by Melkor were imprisoned and corrupted, eventually becoming Orcs. Their creation is “the vilest deed of Melkor” (21).

 

Oromë leaves the Elves and returns to the Valar and tells them the good news. He returns to the Elves while the other Valar debate how to protect the Elves from Melkor. They decide to assault Melkor’s fortress. Melkor will never forget that Elves were the motivation for the war, even though the Elves themselves were not involved in the decision.

 

The two sides meet in the North-west of Middle-earth. The Valar win, and Melkor’s forces flee back to Utumno. The Valar lay siege to the fortress for a long time, during which “the shape of Middle-earth was changed” (21). When the siege is finally broken, Melkor takes refuge in the “uttermost pit” (22). Tulkas fights him and beats him; Melkor is then bound in a special chain and held captive. However, the Valar did not capture every evil thing in Utumno; many remained, including Sauron.

 

After the battle, the Valar are divided in opinion over what to do with the Elves. Eventually, they summon the Elves to Valinor. Eventually, Oromë convinces three representatives to go: Ingwë, Finwë, and Elwë. All three find the Valar to be wondrous and convince most of the Elves to move west to Valinor. Many Elves remain, and become known as the Avari, the Unwilling. Ingwë leads his Elves to Valinor, and they become the Vanyar (the Fair Elves) who can never return to Middle-earth. Finwë’s Elves become the Noldor (the Deep Elves). Most of the Elves arrived with the last host and were named the Teleri, led by two lords: Elwë and Olwë. A number of Elves became lost en route to Valinor; these are the Umanyar who, together with the Avari, are known as the Elves of the Darkness as they did not see the light of Valinor. At the same time, however, Melkor is establishing the combative forces that will cause much damage in the centuries to come. 

Part 3, Chapters 1-3 Analysis

The sense that the world created by Eru is imperfect is apparent in the opening chapters of “Quenta Silmarillion.”. The first war, the opening line states, begins “before Arda was full-shaped” (12). War is inevitable, it is suggested, especially as Melkor has entered the world as a force of evil and has positioned himself as the antagonist of the story. If “Ainulindalë” and “Valaquenta” were about the Ainur and the way they created and influenced the world, then “Quenta Silmarillion” begins to refocus the story on the Elves and (to a lesser extent) the Dwarves and the Men.

 

As such, the above chapters portray the manner that the Valar begin to prepare the world for the arrival of the Elves, who are one of Eru’s most important creations. They create forests and natural wonders, while Aulë creates an entire race (the Dwarves) that lies dormant until the Elves have made the world their own. At the same time, however, Melkor is working hard to create an army for himself and a means of destroying the Elves when they do arrive. For all of the hard work done by the Valar to make the world a wonderful place for Eru’s creations, Melkor tries equally as hard to make the world inhospitable and threatening. Immediately, there is a tension between the two forces and a clear indication of a greater conflict in the future.

 

As if to signify the importance of the Elves and the extent to which the Valar favor them, the Elves are invited to Valinor. This is a privilege that will be afforded almost exclusively to the Elves. That the arduous nature of the journey is commented upon frequently and that special names are given to those Elves who either do not go or do not make the journey helps to illustrate the significance of the Elves being invited to Valinor. Furthermore, it adds a sense of foreshadowing to the narrative: The great privilege of being in Valinor and the difficult nature of the journey will make the decision to leave so much more impactful. 

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