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60 pages 2 hours read

Steven Pinker

How The Mind Works

Nonfiction | Book | Adult | Published in 1997

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Chapter 3Chapter Summaries & Analyses

Chapter 3 Summary: “Revenge of the Nerds”

The Voyager 2 space mission was to fly to the outer edges of our solar system and send back data. The Voyager 2 included recordings of music, human sounds, an EEG recording, and other representations of human civilization. If an extraterrestrial were to find it, we wanted it to show them who we were. Some people have thought the idea of intelligent extraterrestrials to be crazy, and others have thought of it as a certainty. Pinker argues that it is unlikely that human-like intelligence has developed elsewhere and that people who argue that it most certainly has evolved elsewhere do not understand how natural selection works. There is an assumption that intelligence is a goal of natural selection, but natural selection does not have goals. The only “goal” that could be ascribed to natural selection is passing on genes. The genes want to make it to the next generation. They do that by being beneficial to most of the population.

 

Arguably, intelligence would be beneficial to a lot of organisms, but just like any other complex, evolved organ, the human brain and the intelligence it allows are costly. The brain makes up 2% of the weight of the human body but uses 20% of its energy. The energy required to develop and maintain the brain can’t go to other developments. Humans are not particularly fast or strong compared to many other creatures. We are not particularly large or flexible. Our brains allow complex feats, but they also slow down some simpler processes, like reaction time. These trade-offs must be made for every organism and are part of the intricate process of natural selection. One side of the trade-off will win, and intelligence is just one option among many to increase survival.

 

Natural selection is the only theory that has stood the test of time in explaining how living organisms came to be. Previous theories, such as Lamark’s use and disuse and inheritance of acquired characteristics theories, fail to explain the full picture of evolution, and they attribute agency to organs and individual cells, a view that does not fit with modern understanding of biology. Others have proposed macromutations, or large changes, in the genome that bring about complex organs like the eye, and yet mutations of these size are so unlikely the theory is not supported. Even more unlikely is the idea that these mutations would always be beneficial. If macromutations occurred, we should expect to see examples of catastrophically wrong mutations just as we see beneficial ones. It is much more likely that very small mutations that slightly improve an organism’s chance of surviving are passed down. These mutations would be less likely to upset the entire balance of the organism and more likely to occur over hundreds and thousands of years. Additionally, those small mutations can be seen when we examine evolutionary chains, supporting the natural selection explanation.

 

There is very deep-rooted antagonism towards natural selection. Many scholars have been avidly against it and thrown up arguments that demonstrate limited understanding of natural selection. Most arguments involve a straw man, or a made-up problem that is easily torn down. Once torn down, the entire theory can be discarded as useless. One common straw man is “what use is half a wing,” which is the idea that the product, a bird’s wing, is very useful, but the intermediate products could not have been useful and would not have been passed on as beneficial for survival. This argument typically goes with the argument that natural selection doesn’t explain why some functional organs (wings are also a classic example) aren’t used for their original purpose. Following the evolution of the wing, it’s clear that intermediate versions were useful, just not for flying. Wings helped with heat insulation, and larger wings provided better insulation. As wings grew, they eventually reached a size at which they could be used for flight, which could help with finding prey, evading predators, and finding the best nesting locations. Once used for flight, the wings could continue to grow and be optimized for flight.

 

Knowing that natural selection drives evolution, it’s time to turn to the brain’s evolution. Pinker argues that brains evolved because information is valuable. Knowing where a predator is or the best route to a source of food improves survival. Brains are information-processing units, and their evolution, like that of other organs discussed in the book, is driven by natural selection to fit the environment of the creature in question. For humans, our brains evolved for us to survive in our unique environment with our specific bodies and skills, and the brain of a zebra or a cat will evolve for their environments. Birds have evolved brains that handle the unique ways they each navigate while flying, and many of these abilities are impressive. There isn’t a linear path from animals with smaller brains to animals with larger or later-evolved brains. Brains develop their unique information-processing abilities based on the environments and what is required to survive, and even animals with small, simple brains can do some amazing things.

 

A good question is why primates were the ones to evolve into humans with particularly advanced brains instead of another creature. Pinker argues that four primate traits may have predisposed them to more rapidly evolve their information-processing abilities. First, primates have well-developed visual systems because they were useful for living in trees and eating bugs and fruit, but other animals tend to rely on smell. A primate’s visual system allows depth perception (having two eyes), and that means that primates live in a 3D world, whereas other animals live in a 2D world. The 3D world offers considerations of how objects move and how to manipulate them and allows for better planning because of the ability to see down a path. Second, primates live in groups. These groups allow sharing of knowledge, which increases intelligence and creates pressure to compete among one’s own species. Competition means you need to be smarter than the other to win food, mates, shelter, or any other potentially scarce resource.

 

Third, primates have hands that can manipulate objects precisely. That precision allowed greater tool development and the use of farther-away resources because they could be carried to where they were needed. Intelligence is useful to design more and better tools, something humans have done for millennia. Finally, primates are hunters, and hunting increases meat consumption, which supplies proteins, fats, and energy needed by larger brains. Successful hunting can produce larger brains, which can be passed down to future generations. These four traits and the environmental pressures that brought them about are unique to primates and humans. Other intelligent creatures had some of these pressures, but not all of them in the combination that resulted in human levels of intelligence, and it is unlikely other species will face similar pressures. 

Chapter 3 Analysis

Chapter 3 focuses on why humans are unique and how human brains are quite likely to have developed like other organs. Again, Pinker discusses some of the main arguments against natural selection and demonstrates that they are built on limited understanding and a lack of logic. A common thread among arguments against Pinker’s explanation for the human mind is that they take an example that supposedly contradicts the theory, and because that one example doesn’t fit the theory, suggest that the entire theory must be discarded. In each case, Pinker demonstrates that the example could in fact fit the theory quite well. Furthermore, a theory is rarely perfectly articulated early in its development. When a theory like natural selection explains so much of what we see, each potential example against it should be viewed as either a way to build the theory further, an example of the full complexity of the system, or the possibility that the example could fit the theory if considered in a different way. Remarkably, Pinker shows that most arguments against natural selection fall into the latter category. The examples given do fit with natural selection, further bolstering it as the best explanation for how humans developed, the mind with them.

 

One theory that bolsters natural selection is complexity theory. This theory is based on the mathematical principles of complex systems and has shown that order exists even in seemingly chaotic situations, such as the Bosnian war. These mathematical principles could apply to aspects of natural selection. For instance, genetic mutations that are inherited must be significant enough to alter the organism’s survival, but they can’t be incoherent and cause the organism to be unstable. Each organism must function after the mutation, and there is an underlying order to what otherwise could be a chaotic process. Complexity theory may offer explanations of that order and how it works, but proponents of the theory have argued that complexity theory replaces natural selection. They claim that since it explains complex events, we don’t need natural selection anymore. However, complexity theory simply describes a system that is otherwise difficult to describe. It does not offer insight into how that system came to be or why we see change over millennia among species and genera and families. The fact that these mutations end up servicing a goal-directed being is where complexity theory loses explanatory power and still needs natural selection to complete the explanation.

 

Another theme that is developed in the Chapter 3 is the elegance of natural selection. Despite Pinker’s clear annoyance with those who argue against natural selection, it is easy to see why people might resist it. It is almost as though natural selection explains things too well. Everything fits almost too neatly into place. There is evident logic in the development of the mind, why it would develop, and why this development is not likely to have occurred in many other species. The elegance of the logic and simplicity of the system causes pause because what natural selection creates is so complex. This elegant system is responsible for every organ we see among species on Earth.

However, just because the description of natural selection is elegant and simple doesn’t mean how it comes about is. How genes are passed down, how they ensure their continuation in the next generation, and how they mutate and interact to produce slight changes that could be passed down are still fruitful areas of research. This very book demonstrates we haven’t figured out how every adaptive change has progressed to create the modern human mind. However, at each step, we find more support for natural selection, for the computational theory of mind, and for the elegance of the system.

 

Pinker also discusses the idea of humans being the only creatures to have such developed brains and intelligence. It has often been thought other similarly intelligent beings may exist somewhere in the universe, and given how vast the universe it, another being of similar intelligence may seem likely. However, Pinker offers an argument for why that may not be the case. His case for human exceptionalism isn’t exceptional at all; rather, it suggests a stroke of luck. We happen to have evolved from a species in the right environment facing the right pressures. Had primates never moved out of the forest or had they been solitary species, we may not have developed at all. The view that modern humans are exceptional and must have come from an exceptional process arises because we know the outcome. When we know an outcome, it can be difficult to see how the earlier stages may have progressed without being just as exceptional. Human ancestors were not always exceptional. Several species to develop from primates, such as Neanderthals, didn’t survive. Throughout our evolution, we were not necessarily any more exceptional than any other creature. There was no guarantee we would survive to become modern humans, but that view is difficult to see because we did survive and become modern humans. 

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