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41 pages 1 hour read

Joseph J. Ellis

Founding Brothers: The Revolutionary Generation

Nonfiction | Book | Adult | Published in 2000

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Chapters 3-4Chapter Summaries & Analyses

Chapter 3 Summary: “The Silence”

On February 11, 1790, two Quaker delegations—one from New York, the other from Philadelphia—present petitions calling for the federal government to put an end to the African slave trade to the House of Representatives. The recently ratified United States Constitution permits slavery in the sense that it “specifically prohibited the Congress from passing any law that abolished or restricted the slave trade until 1808” (82).

Another petition arrives on February 12 from the Pennsylvania Abolition Society. These abolitionist petitions claim that “both slavery and the slave trade were incompatible with the values for which the American Revolution had been fought” (82). The petition arrives with the signature of Benjamin Franklin, “whose patriotic credentials and international reputation were beyond dispute” (83). Franklin’s endorsement means that Congress’s plan of calmly receiving abolitionist petitions and banishing them into oblivion is no longer going to work. So the House allows a debate on the two petitions in which southerners argue that the Constitution and even the Bible condone slavery—and that the South’s economy depended upon it. There are some counter-perspectives at that meeting, the most interesting being from Elbridge Gerry of Massachusetts, who claims that the South has been ‘“betrayed into the slave-trade by the first settlers’” and the role of the North is to rescue them from it as both a political obligation and “‘matter of humanity’” (86). The meeting ends with vague plans to refer the petitions to a committee.

With hindsight, Ellis argues that in 1790 the debate participants do not know that “slavery would become the central and defining problem for the next seventy years of American history” and that “the inability to take decisive action against slavery” at this stage means that political institutions become entwined with slavery’s persistence, while the enslaved population grows and the seeds are sown for the Civil War (88). Still, in 1790, while no specific action is taken to end slavery, a general consensus says that it is “already on the road to extinction” and immediately after the Revolutionary War, northern states such as Vermont, New Hampshire, Massachusetts, Pennsylvania, Rhode Island, and Connecticut had made slavery illegal (89). 

The states’ position on slavery varies according to whether they possess slaves or rely upon them for their economy. A 1790 census shows that slavery is flourishing in the South and dying out in the North, with the exception of New York and New Jersey, which resist the general emancipation laws. The North thinks that slavery is incompatible with the principles of the American Revolution and wants to prohibit its expansion into the Western territories. The Southern position, advocated by South Carolina and Georgia, is that they “‘cannot do without slaves”’ (92). Virginia is an apparently indecisive state—with plantations abundantly stocked with slaves, it can afford to oppose the slave trade at the same time that it opposes the abolition movement that will free the slaves. 

The ultimate legacy of the American Revolution is an eventual silence of slavery. After the slavery issue keeps being postponed in Congress for the sake of preserving the fragile Union, “whatever window of opportunity had existed to complete the one glaring piece of unfinished business in the revolutionary era was now closed” (118).

Chapter 4 Summary: “The Farewell”

Since 1776, George Washington has been known as “‘the Father of the Country,’” and by the time he assumes the presidency in 1789, American citizens generally regard him as some kind of omnipotent hero (120). “Washington was the core of gravity that prevented the American Revolution from flying off into random orbits, the stable centre around which the revolutionary energies formed,” and in a union of dissenters, he is, as a popular toast puts it, ‘“the man who unites all hearts’” (120). 

On September 19, 1796, on the eve of his retirement, Washington scripts a Farewell Address, a letter to the American people in which he addresses them as “‘Friends, and Fellow Citizens”’ and explains his visions for their country (157). Washington’s retirement after two terms of office sets a “landmark precedent […] establishing the republican principle of rotation in office” (122).

The official reason for Washington’s retirement is age. However, there are criticisms that the six-foot-four, majestic Washington, who has a penchant for being driven around Philadelphia in a six-horse carriage, is styling himself as a “quasi king” (126). His devotion to nurturing the new capital on the Potomac River, which will be named after him, is also viewed as a kingly endeavor by the Republican press. 

Washington’s personal style conflicts with the requirements of post-revolutionary America where there is a “virulent hatred of monarchy and an inveterate suspicion of any consolidated version of political authority” (127). For example, Jefferson, in the Declaration of Independence, declares that all kings—not just the deposed George III—are “inherently evil” (128). Subsequently, Washington’s presidency becomes trapped within the contradiction of a symbolic leader of the union who is not a monarch. Washington attempts to resolve this contraction by retiring voluntarily after two terms and declaring that “his deepest allegiances, like those of his critics, were thoroughly republican” (128). 

Ellis likens Washington to the British philosopher Isaiah Berlin’s hedgehog, who knows “one big thing” rather than “many little things” (134). The big thing Washington knows is that “America’s future as a nation lay to the West, in its development over the next century of a continental empire” (134). This is why in his Farewell Address he advocates against American involvement in the affairs of Europe, such as the wars for supremacy between Britain and France, which he considers “a mere sideshow and distraction” to America’s bigger project (134). This statement is preceded by his launch of the 1793 Proclamation of Neutrality, which declares America an impartial witness to the ongoing European conflict. 

In this early idea of isolationism, he differs from others in government such as Jefferson. Whereas Washington:

regarded the national interest as a discrete product of political and economic circumstances shaping the policies of each nation-state at a specific moment in history, Jefferson envisioned a much larger global pattern of ideological conflict in which all nations were aligned for or against the principles that America had announced to the world in 1776 (142). 

Jefferson regards the French Revolution as a continuation of the spirit of ’76, though he regrets the violence with which the situation is handled. Historical records show how Jefferson “[is] orchestrating a campaign of vilification” against Washington, while he publicly maintains the veneer of friendship (143). 

Throughout the Farewell Address, Washington exhorts Americans to think of themselves “as a collective unit with a common destiny” (155). This, according to Ellis, is less descriptive than anticipatory, “predictions of what we could become” (155). Also, Washington perceives that following his exit, “the national scene would require the enlargement, not the diminution, of the powers of the federal government in order to compensate for his absence,” a controversial statement, given the fears of the southern states (156). However, not wishing to upset southerners, Washington says nothing about slavery in his address, sustaining Congress’ silence on the matter. Still, in the last draft of his will in 1796, he mentions that he wants his own slaves to be freed after his wife’s death. 

Reactions to the farewell address vary—the overwhelming public response is to be “tearfully exuberant,” embracing Washington’s message (159). At the same time, the Republican press denounces his policy of isolation and warning against political division at home as the signs of a “‘sick mind”’ (160). 

Chapters 3-4 Analysis

Chapters 3 and 4 highlight the hypocrisy and division at the heart of the new American republic. The fullest scope of the Declaration of Independence, with its promise of equality and lack of coercion among different peoples, cannot be fulfilled while slavery flourishes in certain parts of the country. Ellis conjures the notion of a revolutionary window where formerly unthinkable things had happened, such as the overthrow of British rule, as a catalyst for abolishing slavery. Quakers and Benjamin Franklin are keen to capitalize on this potential. However, the fragile new republic cannot survive without the cooperation of people who hold differing views on slavery. The revolutionary generation, whatever their personal scruples about the immorality of slavery, reach a consensus to take it off the political agenda for the sake of the Union. 

In defense of the revolutionary generation’s silence and procrastination on the issue of slavery, Ellis argues that they did not have the benefit of hindsight to see that the issue would not go away or naturally be resolved without a radical intervention: “Though we might wish otherwise the history of what might have been is usually not really history at all, mixing together as it does the messy tangle of past experience with the clairvoyant certainty of our present preferences” (105). While modern Americans may speculate whether vociferous antislavery action would have prevented the Civil War or broken the Union, Ellis believes that all speculation is futile. 

The figure of George Washington, though well-loved and generally unifying, presents another challenge to the radical, liberal ideology behind the Declaration of Independence. Writers of the Declaration, such as Jefferson, used the strongest language to denounce kings or the concentration of power in one figure. Nevertheless, the truth is that a public who had grown up with George III (however much they resented his rule) had grown accustomed to having a central guiding figure. Moreover, Washington is an essential figure for the new republic because he embodies and promotes unity at a time where there is so much division among members of the revolutionary generation and the country at large. 

Washington, in his Farewell Address and act of relinquishing the presidency after two terms, pins his colors to the republican mast, while still making sure that his name goes down for posterity. Jefferson and his Republican allies look on in discomfort at the energies Washington lavishes on the capital he is to name after himself, knowing that this individual is so popular that the American populace will not resent his gestures at sovereignty. 

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